Relevant:
- Grassley Steps Up SAC Insider Trading Inqury: Demands SEC Information On How Regulator Resolved Steve Cohen FINRA Referrals
- US SEC sees "rampant" insider trading on Wall St.
- High-frequency trading takes root in U.S. securities class actions
- SEC staff forced to tell chairman about hack because stolen data WAS used by inside traders
- Insider Trading Is Perfectly Legal – But Only For Members Of The U.S. Congress
2009-08-10 — bloomberg.com
“The numbers would indicate they had trading that closely preceded 36 material events†said Bradley Bennett, a partner at Baker Botts in Washington and a former SEC investigator who focused on insider-trading cases. “Referrals are very strong at identifying accounts that are worth additional scrutiny,†he said. “Not all referrals result in enforcement actions.â€
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