Relevant:
- Merrill paying $10M to settle SEC fraud charges
- SEC charges Robinhood with misleading customers about how it makes money
- JPMorgan Paying $650K to Settle CFTC Charges
- Robinhood's Secret Business Model Revealed: Let Sophisticated Firms Fleece Its Unsophisticated Retail Customers
- Clamping Down on Rapid Trades in Stock Market
2009-03-05 — nytimes.com
" More than a dozen Wall Street trading firms systematically cheated their customers of millions of dollars by improperly slicing bits of profit from countless trades, federal regulators said on Wednesday."
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