2012-04-24 — econintersect.com
The SEC (Securities and Exchange Commission) has charged a subsidiaries of Charles Schwab Corp (NYSE:SCHW), optionsXpress and OX Trading, along with current OX Trading CFO and former optionsXpress CFO Thomas E. Stern, with registration violations and with violating naked short selling rules. Two separate sets of charges were filed by the SEC on Monday, 16 April 2012 and on 19 April 2012.
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