2008-08-16 — nytimes.com
``Charles Schwab, Fidelity Investments, and TD Ameritrade, three of the most widely used brokerage firms, acknowledged Friday that they were responding to inquiries into their sales and marketing practices. So far, Mr. Cuomo’s office, the Securities and Exchange Commission, and a task force of state securities regulators have placed about 25 companies under review.''
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